The World Bank Implementation Status & Results Report Kazakhstan Energy Efficiency Project (P130013) Kazakhstan Energy Efficiency Project (P130013) EUROPE AND CENTRAL ASIA | Kazakhstan | Energy & Extractives Global Practice | Recipient Executed Activities | Investment Project Financing | FY 2013 | Seq No: 9 | ARCHIVED on 21-Aug-2018 | ISR33658 | Implementing Agencies: Ministry for Investments and Development, KazakhEnergoExpertise, Republic of Kazakhstan Key Dates Key Project Dates Bank Approval Date: 22-May-2013 Effectiveness Date: 01-Jun-2015 Planned Mid Term Review Date: 31-Oct-2016 Actual Mid-Term Review Date: 27-Oct-2014 Original Closing Date: 30-Jun-2017 Revised Closing Date: 31-Mar-2019 pdoTable Project Development Objectives Project Development Objective (from Project Appraisal Document) The Development Objectives of the proposed project are to improve: (a) energy efficiency in public and social facilities; and (b) the enabling environment for sustainable energy financing. Has the Project Development Objective been changed since Board Approval of the Project Objective? No Components Table Name Development and implementation of demonstration subprojects in public and social facilities:(Cost $18.50 M) Technical assistance:(Cost $4.56 M) Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO Moderately Satisfactory Moderately Satisfactory Overall Implementation Progress (IP) Moderately Satisfactory Moderately Satisfactory Overall Risk Rating Moderate Moderate Implementation Status and Key Decisions The Project aims to improve: (a) energy efficiency in public and social facilities; and (b) the enabling environment for sustainable energy financing. The Project is largely on track and has demonstrated progress in implementation leading to some promising results. Results include the following: (i) The first batch of selected 18 public social facilities subprojects have been completed; (ii) Installation works for 10 out of 25 subprojects of the second batch completed with the remaining subprojects are nearing completion and at acceptance stage; (iii) The energy audit and technical design works for the third batch of subprojects (31 subprojects) have been completed and under review by the State Expertise; (iv) The energy audit and technical design works are underway for the fourth batch (14 additional subprojects) with detailed design works for 10 subprojects being completed. The Technical Assistance (TA) component for scaling-up EE financing is being launched to support the broader policy agenda and institutional/market development to enhance the sustainability of the project activities. 8/21/2018 Page 1 of 5 The World Bank Implementation Status & Results Report Kazakhstan Energy Efficiency Project (P130013) The project aims to successfully implement some of its subprojects on a PPP basis as a pilot approach, and it is likely that an extension of the project closing date (March 31, 2019), and possibly project restructuring, would be necessary given the novelty of the concept, timeline for development and implementation, and multiple stakeholders involved. The project also supports the launch of the new energy efficiency portal that will be developed as part of the TA component, and the portal will include a grievance redress mechanism and beneficiary feedback features. Risks Systematic Operations Risk-rating Tool Risk Category Rating at Approval Previous Rating Current Rating Political and Governance -- Low Low Macroeconomic -- Low Low Sector Strategies and Policies -- Moderate Moderate Technical Design of Project or Program -- Moderate Moderate Institutional Capacity for Implementation and Sustainability -- Substantial Substantial Fiduciary -- Moderate Moderate Environment and Social -- Substantial Substantial Stakeholders -- Moderate Moderate Other -- -- -- Overall -- Moderate Moderate Results PDO Indicators by Objectives / Outcomes Energy efficiency in public and social facilities IN00627572 ►Quantified energy savings achieved (Gigawatt-hour (GWh), Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 178.30 178.30 690.00 Date 01-Jan-2013 31-Jul-2018 31-Jul-2018 31-Mar-2019 Comments: Measures the EE improvements in public and social facilities The enabling environment for sustainainable energy financing IN00627574 ►Development of sustainable energy financing mechanisms (Text, Custom) 8/21/2018 Page 2 of 5 The World Bank Implementation Status & Results Report Kazakhstan Energy Efficiency Project (P130013) Baseline Actual (Previous) Actual (Current) End Target Concept paper for the Concept paper for the energy performance energy performance contracting (PPP-EPC) contracting (PPP-EPC) approach to scale-up approach to scale-up and New financing Value 0.00 and sustain energy sustain energy efficiency mechanisms launched efficiency (EE) (EE) financing developed financing developed and is being discussed and is being discussed with key stakeholders with key stakeholders Date 01-Jan-2013 31-Jul-2018 31-Jul-2018 31-Mar-2019 Comments: Assesses progress toward developing enabling environment for sustainable energy financing Intermediate Results Indicators by Components Comp 1: Development and imlementation of demonstration subprojects in public and social facilities IN00627571 ►Number of subprojects commissioned in public and social facilities (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 28.00 35.00 75.00 Date 01-Jan-2013 30-Jul-2018 15-Aug-2018 31-Mar-2019 Comments: Indicates progress with selection and implementation of EE subprojects IN00627573 ►Number of male and female beneficiaries of subprojects (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 27,492.00 27,492.00 42,900.00 Date 01-Jan-2013 31-Jul-2018 31-Jul-2018 31-Mar-2019 Comments: Measures male and female population benefiting from the project IN00627579 Number of female beneficiaries of subprojects (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 14,763.00 14,763.00 21,450.00 Date 01-Jan-2013 31-Jul-2018 31-Jul-2018 31-Mar-2019 IN00627575 ►Cumulative investments in public and social facilities (Amount(USD), Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 401,459.00 401,459.00 18,500,000.00 Date 01-Jan-2013 31-Dec-2017 31-Dec-2017 31-Mar-2019 8/21/2018 Page 3 of 5 The World Bank Implementation Status & Results Report Kazakhstan Energy Efficiency Project (P130013) Comments: Indicates progress with selection and implementation of EE subprojects IN00627576 ►CO2 emission reductions in retrofitted facilities through EE investments (Metric ton, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 47,747.50 47,747.50 310,000.00 Date 01-Jan-2013 31-Dec-2017 31-Dec-2017 31-Mar-2019 Comments: Assesses environmental performance of retrofitted social and public facilities Comp 2: Technical assistance IN00627577 ►Development of legal, institutional and regulatory basis for setting up EE financing mechanisms (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target EE law, program in EE has been added as a EE has been added as place; but no specific priority sector for DAMU a priority sector for Package submitted for Value provisions on EE and PPP-EPC has also DAMU and PPP-EPC GOK approval financing been piloted. has also been piloted. Date 01-Jan-2013 31-Jul-2018 31-Jul-2018 31-Mar-2019 Comments: Indicates progress with realization of financially viable EE potential IN00627578 ►Number of local EE market institutions (including ESCOs and finance institutions) and co-financing arrangements involved (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 7.00 Date 01-Jan-2013 31-Jul-2018 31-Jul-2018 31-Mar-2019 Indicates progress towards developing the national EE market and establishing a replicable and Comments: sustainable framework for EE Data on Financial Performance Disbursements (by loan) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed % Disbursed P130013 TF-14185 Effective USD 21.76 21.76 0.00 9.28 12.49 43% Key Dates (by loan) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date P130013 TF-14185 Effective 18-Jun-2014 18-Jun-2014 01-Jun-2015 30-Jun-2017 31-Mar-2019 8/21/2018 Page 4 of 5 The World Bank Implementation Status & Results Report Kazakhstan Energy Efficiency Project (P130013) Cumulative Disbursements Restructuring History Level 2 Approved on 12-Jun-2017 Related Project(s) There are no related projects. 8/21/2018 Page 5 of 5