The World Bank Implementation Status & Results Report IN Uttar Pradesh Water Sector Restructuring Project Phase 2 (P122770) IN Uttar Pradesh Water Sector Restructuring Project Phase 2 (P122770) SOUTH ASIA | India | Water Global Practice | IBRD/IDA | Investment Project Financing | FY 2014 | Seq No: 13 | ARCHIVED on 22-Nov-2019 | ISR39332 | Implementing Agencies: Uttar Pradesh Irrigation Department, GoUP, Lucknow, Department of Economic Affairs, Ministry of Finance, Government of India Key Dates Key Project Dates Bank Approval Date: 28-Aug-2013 Effectiveness Date: 10-Dec-2013 Planned Mid Term Review Date: 31-Mar-2017 Actual Mid-Term Review Date: 17-Apr-2017 Original Closing Date: 31-Oct-2020 Revised Closing Date: 31-Oct-2020 pdoTable Project Development Objectives Project Development Objective (from Project Appraisal Document) The Project Development objectives are to strengthen the institutional and policy framework for integrated water resources management for the entire State and increase agricultural productivity and water productivity by supporting farmers in targeted irrigation areas. Has the Project Development Objective been changed since Board Approval of the Project Objective? No Components Table Name Component A: Strengthening of State-Level Water Institutions and Inter-Sector Coordination:(Cost $15.00 M) Component B: Modernization and Rehabilitation of Irrigation and Drainage System:(Cost $368.90 M) Component C: Consolidation and Enhancement of Irrigation Institutional Reforms:(Cost $20.50 M) Component D: Enhancing Agriculture Productivity and On-Farm Water Management:(Cost $12.40 M) Component E: Feasibility Studies and Preparation Activities for the Next Phase:(Cost $1.40 M) Component F: Project Coordination and Monitoring:(Cost $21.80 M) Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO ►Moderately Unsatisfactory ►Moderately Satisfactory Overall Implementation Progress (IP) ►Moderately Unsatisfactory ►Moderately Unsatisfactory Overall Risk Rating ►Substantial ►Substantial 11/22/2019 Page 1 of 8 The World Bank Implementation Status & Results Report IN Uttar Pradesh Water Sector Restructuring Project Phase 2 (P122770) Implementation Status and Key Decisions With the recent award of the branch canal reprofiling contracts in Ramganga region, all civil works contracts are now under implementation. As a result of the efforts of the Implementing Agencies to intensify supervision and monitoring of civil works, encouraging progress has been witnessed in the implementation of these works. More professional contract supervision has been put in place including tight supervision, systematic recording and reporting on delays in implementation, strengthening of supervision and monitoring capacities (including recruitment of a quality control consultant), and frequent progress review meetings. Weekly progress reports are being prepared and shared with the Bank, and used for corrective action. Compliance with safeguards policies has also improved. Monthly safeguards monitoring reports are prepared and shared with the Bank. Progress in the implementation of soft activities, including endorsement of river basin management plans by the Government of UP, and appointment of four members in the office of the Water Regulator, continues to be slow. Timely completion of this activity requires full attention of the project. The acceleration in the implementation of the project has improved the likelihood that the project will achieve its objectives. The project should continue to closely monitor implementation progress and take corrective measures to address any further delays in the implementation of the project that might jeopardize completion of the project before the closing date in October 2020. During the implementation progress review missions in February 2020, the team will assess the progress and upgrade the rating for project implementation, provided the progress is confirmed through increased disbursements. Sustained progress in implementation hinges on the continued intensive supervision and monitoring of project activities by the implementing agencies and adequate supervision by senior project and Department staff. The mission will also review disbursements and decide on cancellation of project funds or re-allocation to those activities that show good progress. The project will prepare a proposal for re-allocation or cancellation of funds. Risks Systematic Operations Risk-rating Tool Risk Category Rating at Approval Previous Rating Current Rating Political and Governance -- ►Low ►Low Macroeconomic -- ►Low ►Low Sector Strategies and Policies -- ►Low ►Low Technical Design of Project or Program -- ►Moderate ►Moderate Institutional Capacity for Implementation and Sustainability -- ►Substantial ►Substantial Fiduciary -- ►Substantial ►Substantial Environment and Social -- ►Substantial ►Moderate Stakeholders -- ►Moderate ►Moderate Other -- -- -- Overall -- ►Substantial ►Substantial Results PDO Indicators by Objectives / Outcomes 11/22/2019 Page 2 of 8 The World Bank Implementation Status & Results Report IN Uttar Pradesh Water Sector Restructuring Project Phase 2 (P122770) Strengthen the institutional and policy framework for IWRM for the entire State IN00767253 ►Eight river basin assessments and plans completed (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 1.00 1.00 1.00 5.00 Date 01-Jul-2013 31-May-2018 13-Nov-2019 31-Oct-2020 Comments: Basin assessment and plans endorsed by GoUP. IN00767255 ►Operational water user associations created and/or strengthened (number) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 115.00 402.00 500.00 Date 01-Oct-2013 31-May-2019 13-Nov-2019 31-Oct-2020 This indicator measures the number of water user associations created and/or strengthened under the project that are Comments: operational. Increase agricultural productivity and water productivity by supporting farmers in targeted irrigati IN00767254 ►Increase in crop yields in project areas (Rice) (Tones/year, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 2.90 3.67 3.67 4.30 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 Comments: In Ton/ha. IN00767306 ►Increase in crop yields in project areas: Wheat (Tones/year, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 2.50 3.27 3.27 3.80 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 IN00767307 ►Increase in crop yields in project areas: Pulses (Tones/year, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.50 0.53 0.53 0.85 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 IN00767308 ►Increase in crop yields in project areas: Oilseed (Tones/year, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target 11/22/2019 Page 3 of 8 The World Bank Implementation Status & Results Report IN Uttar Pradesh Water Sector Restructuring Project Phase 2 (P122770) Value 0.75 0.82 0.82 1.00 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 IN00767309 ►Percentage increase of agricultural output in the project areas (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 35.80 35.80 50.00 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 The contribution of each product to the total production will be valued using constant prices from the baseline. This Comments: indicator captures agricultural output increases from increases in yield, cropping intensity, and changes in cropping pattern. Intermediate Results Indicators by Components Component A: Strengthening of State-Level Water Institutions and Inter-Sector Coordination IN00767316 ►Improved flood forecasting capacity for the Rapti Basin (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.60 0.80 1.00 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 Annual flood reports accepted by GoUP. SWARA will monitor the dissemination of the outputs from the flood forecasting Comments: system to assess suitability to broader disaster risk management communities. IN00767317 ►Engineers trained on modern participatory approaches at WALMI (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 791.00 1,136.00 1,030.00 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 Comments: Feedback surveys will also be conducted to evaluate effectiveness of these trainings. Component B: Modernization and Rehabilitation of Irrigation and Drainage Systems IN00767310 ►Improved area provided with irrigation and drainage services (ha) (Hectare(Ha), Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 122,461.00 122,461.00 394,795.00 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 11/22/2019 Page 4 of 8 The World Bank Implementation Status & Results Report IN Uttar Pradesh Water Sector Restructuring Project Phase 2 (P122770) This indicator measures the total improved area of land provided with irrigation and drainage services under the project in Comments: hectare. IN00767313 ►Water users provided with new/improved irrigation and drainage services (number) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 150,787.00 150,787.00 485,600.00 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 Comments: This indicator measures the number of water users who are provided with irrigation and drainage services under the project. IN00767318 ►Water users provided with irrigation and drainage services - female (number) (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 463.00 4,816.00 29,000.00 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 IN00767319 ►Percentage reduction in area with water logging problems (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 40.00 58.00 75.00 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 The indicator is assessed for Haidergarh area. Revised in Nov 2018 based on RSAC remote sensing data. Comments: IN00767321 ►Increase in irrigation intensity (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 59.00 73.41 73.41 75.00 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 Comments: Defined as the ratio of gross irrigated area (sum for all three cropping seasons) to designed irrigated area in phase 2 areas IN00767322 ►Groundwater management plan prepared (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.34 0.46 1.00 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 Comments: Including conjunctive use plan. Component C: Consolidation and Enhancement of Irrigation Institutional Reforms IN00767311 11/22/2019 Page 5 of 8 The World Bank Implementation Status & Results Report IN Uttar Pradesh Water Sector Restructuring Project Phase 2 (P122770) ►PIM support cells established within UPID (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 9.00 21.00 21.00 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 Defined as total PIM and WUA support cells in place and adequately staffed. Skills mix required at the divisional PIM Comments: cells are identified in the PAD. IN00767314 ►Performance monitoring system of UPID engineers in place in phase 1 area and utilized (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 1.00 1.00 1.00 Date 01-Jul-2013 31-May-2019 31-May-2019 31-Oct-2020 Definition of performance metrics for UPID engineers (such as actual water delivery versus planned roster), monitoring of Comments: these metrics, and use being made of the information. May be evaluated at mid-term and expanded at MTR. IN00767320 ►Percentage of water users associations (minor level) with transfer of O&M funds (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 52.60 11.00 11.00 80.00 Date 01-Jul-2013 31-May-2019 31-May-2019 31-Oct-2020 Comments: O&M funds are to be transferred from UPID to WUAs. Component D: Enhancing Agriculture Productivity and On-Farm Water Management IN00767312 ►Farmer Water Schools established (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 2,982.00 4,000.00 4,000.00 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 Farmer Water Schools established and functioning. This indicator includes FWS fully funded by the project, both primary Comments: and secondary. IN00767315 ►Clients who have adopted an improved agr. technology promoted by the project (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 38,467.00 45,000.00 Date 01-Jul-2013 31-May-2019 13-Nov-2019 31-Oct-2020 This indicator measures the number of clients of the project who have adopted an improved agricultural technology Comments: promoted by the project. 11/22/2019 Page 6 of 8 The World Bank Implementation Status & Results Report IN Uttar Pradesh Water Sector Restructuring Project Phase 2 (P122770) Data on Financial Performance Disbursements (by loan) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed % Disbursed P122770 IDA-52980 Effective USD 360.00 325.00 35.00 163.48 134.82 55% Key Dates (by loan) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date P122770 IDA-52980 Effective 28-Aug-2013 24-Oct-2013 10-Dec-2013 31-Oct-2020 31-Oct-2020 Cumulative Disbursements 11/22/2019 Page 7 of 8 The World Bank Implementation Status & Results Report IN Uttar Pradesh Water Sector Restructuring Project Phase 2 (P122770) Restructuring History Level 2 Approved on 17-Apr-2019 ,Level 2 Approved on 10-Sep-2019 Related Project(s) There are no related projects. 11/22/2019 Page 8 of 8