Public Disclosure Copy The World Bank Implementation Status & Results Report BR Federal Integrated Water - Interaguas (P112073) BR Federal Integrated Water - Interaguas (P112073) LATIN AMERICA AND CARIBBEAN | Brazil | Water Global Practice | IBRD/IDA | Technical Assistance Loan | FY 2012 | Seq No: 9 | ARCHIVED on 30-Mar-2016 | ISR22948 | Implementing Agencies: Key Dates Key Project Dates Bank Approval Date:12-Jul-2011 Effectiveness Date:30-Apr-2012 Planned Mid Term Review Date:12-Jun-2015 Actual Mid-Term Review Date:12-Jun-2015 Original Closing Date:31-Dec-2016 Revised Closing Date:31-Dec-2016 Project Development Objectives Project Development Objective (from Project Appraisal Document) To support the Government of Brazil to improve the coordination and strengthen the capacity among key federal institutions in the water sector toward an integrated approach. Has the Project Development Objective been changed since Board Approval of the Project Objective? No PHRPDODEL Components Name Water Resources Management:(Cost $33.14 M) Water, Irrigation, and Hazard Management:(Cost $30.53 M) Water Supply and Sanitation:(Cost $24.31 M) Intersectoral Coordination and Integrated Planning:(Cost $15.71 M) Project Management, Monitoring and Evaluation:(Cost $3.36 M) Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO  Moderately Satisfactory  Moderately Satisfactory Overall Implementation Progress (IP)  Moderately Unsatisfactory  Moderately Unsatisfactory Overall Risk Rating  Moderate  Moderate 3/30/2016 Page 1 of 13 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report BR Federal Integrated Water - Interaguas (P112073) Implementation Status and Key Decisions Since Project effectiveness on April 30, 2012, implementation has been improving gradually. The Project has contracted until now thirty-four (34) activities, for total value of US $ 9.8 million, of which 8 are medium to large consulting contracts (with values between US$ 220,000 to $1,920,000) . There are currently 12 procurement processes under way, with a total value of US $ 11.3 million, and another 18 in early procurement stage summing about $ 27,880,000. ANA has contracted (15) activities, of which four (4) are underway, such as the Study on the Karstic Aquifers of the São Francisco Basin and Proposition of Strategies for Sustainable Use; the Quantitative and Qualitative Modeling of critical river basins and the Atlas Brazil of Wastewater Treatment. MMA has contracted five (5) activities, of which two (2) are in progress and three (3) have been completed, such as the Water Resources for the State of Goiás and the Development of Hydrogeological Groundwater Cartography for the State of Paraná). MI has contracted three (3) activities, such as the Water Security National Plan, the Federal District Irrigation Plan and the Updating of Civil Defense Technical Manuals. Two other important activities are in the selection process, such as the Dam Safety Strategic and Rehabilitation Action Plan. MCid has contracted eleven (11) activities and 4 larger activities are now under selection processes, such as the Action Plan for Wastewater Reuse in Brazil, TA on Water Losses and Efficient Use of Energy for selected utilities in the Brazilian Northeast, TA on regulation for WSS services for selected regulators, with a total value of US $ 8.5 million. Two other larger activities are expected to be selected this CY (Phase II of the TA on Water Losses and Energy Efficiency and IT Development for the SINISA information system),among others. Contracting and implementing the above-mentioned activities will improve the disbursement, project performance and results indicators. Risks Systematic Operations Risk-rating Tool Risk Category Rating at Approval Previous Rating Current Rating Political and Governance  --  Substantial  Substantial Macroeconomic  --  Substantial  Substantial Sector Strategies and Policies  --  Moderate  Moderate Technical Design of Project or Program  --  Moderate  Moderate Institutional Capacity for Implementation and Sustainability  --  Low  Low Fiduciary  --  Low  Low Environment and Social  --  Low  Low Stakeholders  --  Moderate  Moderate Other  --  --  -- Overall  --  Moderate  Moderate Results 3/30/2016 Page 2 of 13 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report BR Federal Integrated Water - Interaguas (P112073) Project Development Objective Indicators PHINDPDOTBL  Number of water utilities that the project is supporting (Number, Core) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 15.00 Date 07-Dec-2011 20-Sep-2015 20-Sep-2015 30-Dec-2016 PHINDPDOTBL  Water sector activities and projects implemented by institutions participating in the Project included in the GoB#s Multiyear Plan (PPA 2012-2015) following an integrated approach. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target This indicator will be This indicator will be changed after the 25 activities changed after the restructuration, the new and projects, as restructuration, the new Value -- one will show the % of attested by an one will show the % of integrated actions independent integrated actions implement in the evaluation. implement in the project project Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDPDOTBL  Interministerial management committee , at the Executive Secretariat level, for water sector programs established and functioning regularly with all institutions that participate in Interaguas. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Committee established and Committee established functioning, Committee established Committee not established at Executive meeting twice a Value at Executive Secretariat yet. Secretariat and year at the and functioning functioning Executive Secretariat level. Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDPDOTBL  A water indicators portal connecting sector-specific information systems, studies, and analytical work is implemented and availableto the public. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Established Value Not established Not established Not established and functioning 3/30/2016 Page 3 of 13 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report BR Federal Integrated Water - Interaguas (P112073) Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 Overall Comments Intermediate Results Indicators PHINDIRITBL  Quarterly, semiannual, and yearly progress reports, financial management, and audits of the program. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target 20 quarterly, 10 15 (3 semi-annual 15 (3 semi-annual semi-annual, Value N/A reports, 10 IFR's, 2 reports, 10 IFR's, 2 audit and 5 yearly audit report) report) progress reports. Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Seminars and workshops held. (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 2.00 2.00 10.00 Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Water indicators portal connecting sector-specific information systems, studies, and analytical work implemented and available to the public and functioning. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Project-specific website portal designed to This indicator will be This indicator will be reflect the Value None removed after the removed after the integrated restructuration restructuration approach functioning and available to all public. 3/30/2016 Page 4 of 13 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report BR Federal Integrated Water - Interaguas (P112073) Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Number of states teams trained in risk and disaster management. (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 15.00 Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Management models for WSS services and operation and maintenance of water infrastructure defined and established in 10 systems properly regulated as reported by the relevant ministries. (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 10.00 Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Staff trained in the two river basins. (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 100.00 Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 3/30/2016 Page 5 of 13 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report BR Federal Integrated Water - Interaguas (P112073) PHINDIRITBL A decentralized technical and operational structure established and functioning in the São Francisco river basin. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target ANA's Evaluation Commission Annual Assessment River Basin Agency Report on Value selected, management -- -- management contract signed contract performance is sent to the Basin Committee and disclosed Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Operational manuals of federal WSS programs revised to incorporate coordination with water resources management policy and plans. (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 5.00 Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Information System on dams (water supply, irrigation, flood control) infrastructure implemented. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Information System on Dams in the Value No system. -- -- ambit of MI completed and fed. Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 3/30/2016 Page 6 of 13 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report BR Federal Integrated Water - Interaguas (P112073) PHINDIRITBL  Monitoring and Evaluation System for Water Infrastructure Projects established and under implementation. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target System completed and Value No system. -- -- implemented in the ambit of SIH. Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Technical, operational and Hydraulic Infrastructure, Irrigation and Civil Defense manuals established. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target 1 technical manual will 1 technical manual will 4 operational be established in the be established in the and 4 technical following months, the following months, the Value No manuals manuals contract is being contract is being completed and negotiated and it will be negotiated and it will be in use. hired soon. hired soon. Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Number of technical staff in the areas of Hydraulic Infrastructure, Irrigation and Civil Defense trained. (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 100.00 Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Impact evaluation is tested at a pilot basis and report published. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Impact Evaluation pilot Value None -- -- report published Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 3/30/2016 Page 7 of 13 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report BR Federal Integrated Water - Interaguas (P112073) PHINDIRITBL  CENAD expanded and improved with trained staff, and modernized structure, equipment and operation. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target CENAD CENAD with some Value -- -- expanded and structure. improved. Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Secretariat of Civil Defense (SEDEC) restructured with institutional and operational normative instruments established. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target SEDEC structured with institutional and SEDEC with some operational Value -- -- struture. normative instruments established and functioning. Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 -- PHINDIRITBL  Irrigation technical and operational rules established. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Solutions proposals and instruments for Value No rules established. -- -- private and public sectors irrigation established. Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  The institutional coordination arrangement in the Araguaia-Tocantins river basin is functional and strengthened. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Management Committee#s Management Committee Assessment Value comprising ANA and -- -- Report of River relevant states created. Basin#s strategic plan disclosed. 3/30/2016 Page 8 of 13 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report BR Federal Integrated Water - Interaguas (P112073) Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 -- PHINDIRITBL  WSS service providers supported by the Project, which are implementing non-revenue water management and energy efficiency programs,supplying services to at least 10 million users. (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 10000000.00 Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Regulators supported by the Project represent 10 million WSS service users with access to services which are formally regulated according to Law 11.445. (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 10000000.00 Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  The WSS National Info System (SINISA) implemented including all its subsectors (potable water supply, sanitation, solid waste, and drainage) and modules and functioning. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target SINISA functioning with WSS, Solid SINISA functioning with Waste, Urban Value WSS subsectors and -- -- Drainage operational module subsectors and operational and institutional modules Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 3/30/2016 Page 9 of 13 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report BR Federal Integrated Water - Interaguas (P112073) PHINDIRITBL  Volume (billion m3 per year) of bulk water being invoiced (and 50% percentage paid of that volume) in the country, excluding power generation. (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 6.00 6.00 6.00 8.00 Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Information system established and functioning to monitor and evaluate the implementation of the National Water Resources Plan. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Established Value Not established -- -- and functioning Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Professional specialists in the national and state water system that have been trained (e.g., water agency staff, national and state council#s members, river basin committee#s members). (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 91.00 91.00 400.00 Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Plan to improve the dynamism of irrigation perimeters prepared, completed and approved with short, medium and long term solutions that guarantee the feasibility of tech, eco, social and env actions. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target 30 irrigation perimeters with Value No perimeters with plan. -- -- Plan prepared, completed and approved. Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 3/30/2016 Page 10 of 13 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report BR Federal Integrated Water - Interaguas (P112073) PHINDIRITBL  Mapping of areas with potential to irrigated agriculture completed. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Potentialities for the sustainable Value No mapping. -- -- development of irrigated agriculture defined. Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Integrated technical planning unit functioning. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Unit functioning The PMU belongs to The PMU belongs to the integrating the Executive Executive Secretary of other technical Secretary of the MI and the MI and this unit Technical team with partial areas and Value this unit coordinate all coordinate all the dedication. established the Cooperation Cooperation within the Agreements of the Agreements of the Ministry's Ministry Ministry structure. Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Additional number of kilometers of rivers being regularly monitored for water quality though the National Water Quality Monitoring Program. (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 2400.00 Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 PHINDIRITBL  Water agencies reasonably well staffed. (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 6.00 6.00 6.00 13.00 Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 3/30/2016 Page 11 of 13 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report BR Federal Integrated Water - Interaguas (P112073) PHINDIRITBL  State water agencies and federal river basin water agencies properly functioning, applying the management instruments established by law. (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target 13 state water 6 state water agencies and agencies and 4 Value 2 federal river basin water -- -- federal river agencies basin water agencies. Date 12-Jul-2011 20-Sep-2015 20-Sep-2015 31-Dec-2016 Overall Comments Results Indicators will be revised upon Project Restructuring to reflect changes in project scope. Data on Financial Performance Disbursements (by loan) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed Disbursed P112073 IBRD-80740 Effective USD 107.33 107.33 0.00 8.30 99.03 8% Key Dates (by loan) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date P112073 IBRD-80740 Effective 12-Jul-2011 15-Dec-2011 30-Apr-2012 31-Dec-2016 31-Dec-2016 Cumulative Disbursements 3/30/2016 Page 12 of 13 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report BR Federal Integrated Water - Interaguas (P112073) Restructuring History There has been no restructuring to date. Related Project(s) There are no related projects. 3/30/2016 Page 13 of 13 Public Disclosure Copy